SEC Form 4 · accession 0001209191-17-021120
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Darretta
Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | M | 12,500 | $54.62 | A | 54,988 | D | |
| Common Stock | Mar 15, 2017 | F | 3,975 | $171.78 | D | 51,013 | D | |
| Common Stock | Mar 15, 2017 | M | 4,121 | $52.22 | A | 55,134 | D | |
| Common Stock | Mar 15, 2017 | F | 1,253 | $171.78 | D | 53,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock options (right to buy)F1 | $54.62 | Mar 15, 2017 | M | 12,500 | D | — | Apr 17, 2017 | Common Stock | 12,500 | 0 | D |
| Non-qualified stock options (right to buy) | $52.22 | Mar 15, 2017 | M | 4,121 | D | Jul 2, 2007 | Jul 2, 2017 | Common Stock | 4,121 | 0 | D |
Explanation of responses
- F1The stock options vested at a rate of 25% annually on April 17 from the years 2008 through 2011.