SEC Form 4 · accession 0001209191-17-009704
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Roos
Officer — Chief Accounting Officer
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2017 | A | 4,679 | $0.00 | A | 25,840 | D | |
| Common Stock | Feb 9, 2017 | F | 596 | $160.44 | D | 25,244 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $160.31 | Feb 8, 2017 | A | 26,137 | A | — | Feb 8, 2027 | Common Stock | 26,137 | 26,137 | D |
Explanation of responses
- F1The restricted stock units will vest at a rate of 25% annually on February 8 from the years 2018 through 2021.
- F2The non-qualified stock options vest at a rate of 25% annually on February 8 from the years 2018 through 2021.