SEC Form 4 · accession 0001209191-16-156610
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edson de Godoy Bueno
Director
Period of report
Dec 21, 2016
Accepted (ET)
Dec 22, 2016 · 8:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2016 | M | 57,200 | $55.03 | A | 207,817 | D | |
| Common Stock | Dec 21, 2016 | F | 19,512 | $161.33 | D | 188,305 | D | |
| Common StockF1 | holding | — | — | — | 8,416,905 | I | By Wholly Owned Affiliate |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F2 | $55.03 | Dec 21, 2016 | M | 57,200 | D | — | Dec 21, 2022 | Common Stock | 57,200 | 0 | D |
Explanation of responses
- F1The reported shares are owned by CSHG 1122 FUNDO DE INVESTIMENTO MULTIMERCADO - CREDITO PRIVADO INVESTIMENTO NO EXTERIOR, which is a wholly owned affiliate of the reporting person. These shares are restricted and have not been registered under the Securities Act of 1933, as amended.
- F2The stock options vested at a rate of 25% annually on December 21 from the years 2013 through 2016.