SEC Form 4 · accession 0001209191-16-151429
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gail R Wilensky
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | M | 5,000 | $52.57 | A | 60,052 | D | |
| Common Stock | Nov 17, 2016 | M | 460 | $52.21 | A | 60,512 | D | |
| Common StockF1 | Nov 17, 2016 | S | 5,460 | $150.5494 | D | 55,052 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock options (right to buy) | $52.57 | Nov 17, 2016 | M | 5,000 | D | Jan 3, 2007 | Jan 3, 2017 | Common Stock | 5,000 | 0 | D |
| Non-qualified stock options (right to buy) | $52.21 | Nov 17, 2016 | M | 460 | D | Jan 30, 2007 | Jan 30, 2017 | Common Stock | 460 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $150.547 to $150.567 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.