SEC Form 4 · accession 0001209191-16-146888
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Ellen Wilson
Officer — EVP Human Capital
Period of report
Oct 21, 2016
Accepted (ET)
Oct 25, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 21, 2016 | M | 16,275 | $46.18 | A | 66,635 | D | |
| Common StockF1 | Oct 21, 2016 | S | 14,365 | $144.1772 | D | 52,270 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $46.18 | Oct 21, 2016 | M | 16,275 | D | — | Nov 3, 2021 | Common Stock | 16,275 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $144.11 to $144.315 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.
- F2The stock options vested at a rate of 25% annually on November 3 from the years 2012 through 2015.