SEC Form 4 · accession 0001209191-16-141631
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard T Burke
Director
Period of report
Sep 14, 2016
Accepted (ET)
Sep 15, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2016 | M | 5,000 | $49.43 | A | 1,988,550 | D | |
| Common Stock | Sep 14, 2016 | M | 990 | $48.78 | A | 1,989,540 | D | |
| Common StockF1 | holding | — | — | — | 86,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy) | $49.43 | Sep 14, 2016 | M | 5,000 | D | Oct 2, 2006 | Oct 2, 2016 | Common Stock | 5,000 | 0 | D |
| Non-Qualified Stock Options (right to buy) | $48.78 | Sep 14, 2016 | M | 990 | D | Oct 31, 2006 | Oct 31, 2016 | Common Stock | 990 | 0 | D |
Explanation of responses
- F1These shares are held in an irrevocable trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of the shares held by his children's irrevocable trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the shares held by the irrevocable trust for the purposes of Section 16 or for any other purpose.