SEC Form 4 · accession 0001209191-16-138962
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Ballard Jr.
Director
Period of report
Aug 25, 2016
Accepted (ET)
Aug 29, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2016 | M | 5,000 | $52.57 | A | 72,630 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $52.57 | Aug 25, 2016 | M | 5,000 | D | Jan 3, 2007 | Jan 3, 2017 | Common Stock | 5,000 | 0 | D |