SEC Form 4 · accession 0001209191-16-128820
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Ballard Jr.
Director
Period of report
Jun 16, 2016
Accepted (ET)
Jun 20, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2016 | M | 5,000 | $49.43 | A | 72,229 | D | |
| Common Stock | Jun 16, 2016 | S | 5,000 | $138.579 | D | 67,229 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $49.43 | Jun 16, 2016 | M | 5,000 | D | Oct 2, 2006 | Oct 2, 2016 | Common Stock | 5,000 | 0 | D |