SEC Form 4 · accession 0001209191-16-126882
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Rex
Officer — EVP Chief Financial Officer
Period of report
Jun 7, 2016
Accepted (ET)
Jun 9, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 7, 2016 | A | 9,129 | $136.94 | A | 74,512 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F2 | $136.94 | Jun 7, 2016 | A | 56,416 | A | — | Jun 7, 2026 | Common Stock | 56,416 | 56,416 | D |
Explanation of responses
- F1The restricted stock units will vest at a rate of 25% annually on June 7 from the years 2017 through 2020.
- F2The non-qualified stock options vest at a rate of 25% annually on June 7 from the years 2017 through 2020.