SEC Form 4 · accession 0001209191-16-115315
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Ballard Jr.
Director
Period of report
Apr 20, 2016
Accepted (ET)
Apr 22, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2016 | M | 5,000 | $45.01 | A | 73,229 | D | |
| Common Stock | Apr 20, 2016 | S | 5,000 | $134.871 | D | 68,229 | D | |
| Common Stock | Apr 22, 2016 | G | 1,000 | $0.00 | D | 67,229 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $45.01 | Apr 20, 2016 | M | 5,000 | D | Jul 3, 2006 | Jul 3, 2016 | Common Stock | 5,000 | 0 | D |