SEC Form 4 · accession 0001209191-16-111085
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard T Burke
Director
Period of report
Mar 29, 2016
Accepted (ET)
Mar 30, 2016 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2016 | M | 8,000 | $55.47 | A | 2,040,682 | D | |
| Common Stock | Mar 29, 2016 | M | 1,290 | $49.80 | A | 2,041,972 | D | |
| Common StockF1 | holding | — | — | — | 86,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $55.47 | Mar 29, 2016 | M | 8,000 | D | Apr 3, 2006 | Apr 3, 2016 | Common Stock | 8,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $49.80 | Mar 29, 2016 | M | 1,290 | D | May 1, 2006 | May 1, 2016 | Common Stock | 1,290 | 0 | D |
Explanation of responses
- F1These shares are held in an irrevocable trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of the shares held by his children's irrevocable trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the shares held by the irrevocable trust for the purposes of Section 16 or for any other purpose.