SEC Form 4 · accession 0001209191-16-106104
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Wichmann
Officer — President & CFO
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2016 | M | 150,000 | $48.58 | A | 746,536 | D | |
| Common Stock | Mar 2, 2016 | F | 103,324 | $121.67 | D | 643,212 | D | |
| Common Stock | holding | — | — | — | 229 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $48.58 | Mar 2, 2016 | M | 150,000 | D | — | May 2, 2016 | Common Stock | 150,000 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vested at a rate of 25% on May 2 from the years 2007 through 2010.