SEC Form 4 · accession 0001209191-16-097707
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Roos
Officer — Chief Accounting Officer
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 8:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2016 | A | 6,748 | $0.00 | A | 24,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $111.16 | Feb 9, 2016 | A | 37,948 | A | — | Feb 9, 2026 | Common Stock | 37,948 | 37,948 | D |
Explanation of responses
- F1The restricted stock units will vest at a rate of 25% annually on February 9 from the years 2017 through 2020.
- F2The stock options will vest at a rate of 25% annually on February 9 from the years 2017 through 2020.