SEC Form 4 · accession 0001209191-16-095337
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Ballard Jr.
Director
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2016 | M | 8,000 | $55.47 | A | 75,815 | D | |
| Common StockF1 | Feb 1, 2016 | S | 8,000 | $114.9305 | D | 67,815 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $55.47 | Feb 1, 2016 | M | 8,000 | D | Apr 3, 2006 | Apr 3, 2016 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $114.93 to $114.95 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.