SEC Form 4 · accession 0001209191-16-094280
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Hemsley
Officer — Chief Exec Officer · Director
Period of report
Jan 29, 2016
Accepted (ET)
Jan 29, 2016 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2016 | M | 200,000 | $59.42 | A | 3,263,825 | D | |
| Common StockF1,F2 | Jan 29, 2016 | S | 200,000 | $113.3035 | D | 3,063,875 | D | |
| Common Stock | holding | — | — | — | 305 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy) | $59.42 | Jan 29, 2016 | M | 200,000 | D | Jan 31, 2010 | Jan 31, 2016 | Common Stock | 200,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $113.00 to $113.63 per share. The price reported above reflects the weighted average sale price of $113.3035. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.
- F2Subsequent to the transaction, Mr. Hemsley's UnitedHealth Group equity ownership in common stock, restricted stock units and performance shares totals 3,225,774 shares.