SEC Form 4 · accession 0001209191-16-088657
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard T Burke
Director
Period of report
Jan 3, 2016
Accepted (ET)
Jan 5, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2016 | M | 10,000 | $61.73 | A | 2,081,469 | D | |
| Common StockF1 | Jan 4, 2016 | A | 376 | $0.00 | A | 2,081,845 | D | |
| Common StockF2 | holding | — | — | — | 86,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $61.73 | Jan 3, 2016 | M | 10,000 | D | Jan 3, 2006 | Jan 3, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.
- F2These shares are held in an irrevocable trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of the shares held by his children's irrevocable trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the shares held by the irrevocable trust for the purposes of Section 16 or for any other purpose.