SEC Form 4 · accession 0001209191-15-035332
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Ellen Wilson
Officer — EVP Human Capital
Period of report
Apr 20, 2015
Accepted (ET)
Apr 21, 2015 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2015 | M | 16,275 | $46.18 | A | 68,160 | D | |
| Common Stock | Apr 20, 2015 | F | 11,128 | $118.58 | D | 57,032 | D | |
| Common Stock | Apr 20, 2015 | S | 3,300 | $119.48 | D | 53,732 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F1 | $46.18 | Apr 20, 2015 | M | 16,275 | D | — | Nov 3, 2021 | Common Stock | 16,275 | 16,275 | D |
Explanation of responses
- F1The stock options vest at a rate of 25% annually on November 3 from the years 2012 through 2015.