SEC Form 4 · accession 0001209191-15-032315

UNITEDHEALTH GROUP INC · UNH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Douglas W Leatherdale

Director

Period of report

Apr 1, 2015

Accepted (ET)

Apr 3, 2015 · 4:33 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000731766

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 1, 2015	A	320	$0.00	A	921,644	D
Common Stock^F2	holding	—	—		—	2,200	I	by Trust 1
Common Stock^F2	holding	—	—		—	2,200	I	by Trust 2
Common Stock^F2	holding	—	—		—	2,200	I	by Trust 3
Common Stock^F3	holding	—	—		—	8,000	I	by Trust 4
Common Stock^F3	holding	—	—		—	8,000	I	by Trust 5
Common Stock^F3	holding	—	—		—	8,000	I	by Trust 6
Common Stock^F3	holding	—	—		—	8,000	I	by Trust 7
Common Stock^F4	holding	—	—		—	15	I	by Trust 8

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.
F2These shares are held in an irrevocable trust for the benefit of the reporting person's grandchild. The reporting person disclaims beneficial ownership of the shares held by his grandchild's irrevocable trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the shares held by the irrevocable trust for the purposes of Section 16 or for any other purpose.
F3These shares are held in an irrevocable trust for the benefit of the reporting person's child. The reporting person disclaims beneficial ownership of the shares held by his child's irrevocable trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the shares held by the irrevocable trust for the purposes of Section 16 or for any other purpose.
F4These shares are held in an irrevocable trust for the benefit of the reporting person's grandchildren. The reporting person disclaims beneficial ownership of the shares held by his grandchildren's irrevocable trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the shares held by the irrevocable trust for the purposes of Section 16 or for any other purpose.