SEC Form 4 · accession 0001209191-15-017931
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric S Rangen
Officer — Sr VP & Chief Acctg Officer
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2015 | M | 3,311 | $57.38 | A | 30,797 | D | |
| Common Stock | Feb 20, 2015 | F | 2,470 | $112.62 | D | 28,327 | D | |
| Common Stock | Feb 20, 2015 | M | 2,797 | $70.24 | A | 31,124 | D | |
| Common Stock | Feb 20, 2015 | F | 2,252 | $112.62 | D | 28,872 | D | |
| Common StockF1 | Feb 20, 2015 | S | 16,252 | $111.0281 | D | 12,620 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F2 | $57.38 | Feb 20, 2015 | M | 3,311 | D | — | Feb 6, 2023 | Common Stock | 3,311 | 6,621 | D |
| Non-Qualified Stock Options (right to buy)F3 | $70.24 | Feb 20, 2015 | M | 2,797 | D | — | Feb 12, 2024 | Common Stock | 2,797 | 8,393 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $110.99 to $111.05 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.
- F2The non-qualified stock options vest at a rate of 25% annually on February 6 from the years 2014 through 2017.
- F3The non-qualified stock options vest at a rate of 25% annually on February 12 from the years 2015 through 2018.