SEC Form 4 · accession 0001209191-15-012872
UNITEDHEALTH GROUP INC · UNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Ellen Wilson
Officer — EVP Human Capital
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2015 | A | 5,535 | $108.97 | A | 53,492 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F3 | $108.97 | Feb 10, 2015 | A | 26,751 | A | — | Feb 10, 2025 | Common Stock | 26,751 | 26,751 | D |
Explanation of responses
- F1The restricted stock units will vest at a rate of 25% annually on February 10 from the years 2016 through 2019.
- F2Amount does not include Performance Share Awards granted to the executive officer on February 10, 2015, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 11,070.
- F3The stock options vest at a rate of 25% annually on February 10 from the years 2016 through 2019.