SEC Form 4 · accession 0001252433-15-000004
SPIRE Corp · SPIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Little
Director
Period of report
Nov 23, 2015
Accepted (ET)
Nov 24, 2015 · 9:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | holding | — | — | — | 94,970 | D | ||
| Common Stock, $0.01 par value | holding | — | — | — | 6,315 | I | Held by spouse | |
| Common Stock, $0.01 par value | holding | — | — | — | 5,390 | I | Held as custodian for son | |
| Common Stock, $0.01 par value | holding | — | — | — | 9,384 | I | Held by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $0.03 | Nov 23, 2015 | A | 2,000 | A | Nov 23, 2015 | Nov 23, 2025 | Common Stock | 2,000 | 2,000 | D |