SEC Form 4 · accession 0000073088-19-000039
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian B Bird
Officer — CFO
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 12:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 25, 2019 | A | 5,677 | $64.98 | A | 75,854 | D | |
| Common StockF4,F5,F2,F3 | Feb 25, 2019 | A | 1,191 | $64.98 | A | 77,045 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired upon 12/31/18 vesting of performance units granted under the company's 2016 Long-Term Incentive Plan.
- F2Share price is the closing share price on 2/11/19, the date when the company's Board of Directors approved payout and vesting of the award.
- F3Total shares owned includes shares acquired from participation in the company's Employee Stock Purchase Plan and through dividend reinvestment.
- F4Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company.
- F5Shares acquired upon 12/31/18 vesting of performance units granted under the company's 2013 Executive Retirement-Retention Plan.