SEC Form 4 · accession 0000073088-19-000012
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Thomas Clark
Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 4, 2019 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 1, 2019 | A | 1,403 | $63.91 | A | 9,645 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company.
- F2Remaining deferred compensation portion of annual stock grant received pursuant to NorthWestern Corporation compensation rate schedule for non-employee directors. The Reporting Person received the initial undeferred portion of his annual stock grant on January 2, 2019, which was reported on a Form 4 filed January 3, 2019.
- F3Includes shares acquired from dividend reinvestment.