SEC Form 4 · accession 0000073088-19-000008
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Thomas Clark
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 2, 2019 | A | 1,347 | $58.03 | A | 8,242 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Portion of annual stock grant received pursuant to NorthWestern Corporation compensation rate schedule for non-employee directors. The Reporting Person will receive the remaining portion of his annual stock grant as deferred compensation, which will be reported on a subsequent Form 4 once received.
- F2Includes shares acquired from dividend reinvestment.