SEC Form 4 · accession 0000073088-18-000089
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Rowe
Officer — President & CEO · Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 1:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Mar 8, 2018 | A | 144 | $52.22 | A | 149,141 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company.
- F2Shares acquired upon 12/31/17 vesting of performance units granted under the company's 2011 Executive Retirement-Retention Plan.
- F3Share price is the closing share price on 2/12/18, the date when the company's Board of Directors approved payout and vesting of the award.
- F4Total shares owned includes shares acquired from participation in the company's Employee Stock Purchase Plan and through dividend reinvestment.