SEC Form 4 · accession 0000073088-18-000060
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bobbi L Schroeppel
Officer — VP HR, CC & Comm
Period of report
Feb 27, 2018
Accepted (ET)
Feb 28, 2018 · 12:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 27, 2018 | A | 724 | $52.22 | A | 18,779 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired upon 12/31/17 vesting of performance units granted under the company's 2015 Long-Term Incentive Program.
- F2Share price is the closing share price on 2/12/18, the date when the company's Board of Directors approved payout and vesting of the award.
- F3Total shares owned includes shares acquired from participation in the company's Employee Stock Purchase Plan and through dividend reinvestment.