SEC Form 4 · accession 0000073088-17-000128
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Rowe
Officer — President & CEO · Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 12:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 1, 2017 | S | 3,626 | $60.43 | D | 141,226 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold pursuant to the parameters of a Rule 10b5-1 prearranged trading plan entered into by Mr. Rowe on May 12, 2017.
- F2Total shares owned includes shares acquired from participation in the company's Employee Stock Purchase Plan and through dividend reinvestment.