SEC Form 4/A · accession 0000073088-17-000111
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Patrick R Corcoran
Officer — VP Gov. & Regulatory Affairs
Period of report
Jun 5, 2017
Accepted (ET)
Jun 8, 2017 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2017 | S | 7,487 | $62.72 | D | 13,259 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended Form 4 corrects a transaction code error that was published on the original Form 4 filed on June 6, 2017. The disposition of securities reported on the original Form 4 should have indicated an "S" transaction code, as reported on this amended Form 4.