SEC Form 4 · accession 0000073088-16-000378
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Rowe
Officer — President & CEO · Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 21, 2016 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | G | 475 | $0.00 | D | 133,951 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total shares owned includes shares acquired from participation in the company's Employee Stock Purchase Plan and through dividend reinvestment.