SEC Form 4 · accession 0000073088-16-000348
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Rowe
Officer — President & CEO · Director
Period of report
Sep 19, 2016
Accepted (ET)
Sep 20, 2016 · 12:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 19, 2016 | S | 3,011 | $58.00 | D | 132,843 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold pursuant to the parameters of a Rule 10b5-1 prearranged trading plan entered into by Mr. Rowe on June 12, 2016.