SEC Form 4 · accession 0000073088-16-000318
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H. Grahame Heather
Officer — VP & General Counsel
Period of report
Jun 9, 2016
Accepted (ET)
Jun 10, 2016 · 10:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 9, 2016 | S | 3,300 | $60.5505 | D | 22,501 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.49 to $60.69, inclusive. The reporting person undertakes to provide NorthWestern Corporation, any security holder of NorthWestern Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Total shares owned includes shares acquired from participation in the company's Employee Stock Purchase Plan and through dividend reinvestment.