SEC Form 4 · accession 0000073088-15-000195
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Hines
Officer — Vice President - Supply
Period of report
Dec 1, 2015
Accepted (ET)
Dec 1, 2015 · 11:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 1, 2015 | A | 1 | $54.53 | A | 9,630 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company.
- F2Total shares owned includes shares acquired from participation in the company's Employee Stock Purchase Plan and through dividend reinvestment.