SEC Form 4 · accession 0000073088-15-000122
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Robert Horsfall
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2015 | A | 1,850 | $48.75 | A | 1,850 | D | |
| Common StockF2 | Jul 2, 2015 | A | 1,000 | $48.98 | A | 2,850 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors, prorated to reflect partial year of service following election at 2015 annual meeting.
- F2New member initial stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors.