SEC Form 4 · accession 0000073088-15-000061
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Cashell
Officer — Vice President - Transmission
Period of report
Mar 2, 2015
Accepted (ET)
Mar 3, 2015 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 2, 2015 | A | 1,567 | $54.19 | A | 9,260 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company.
- F2Shares acquired upon 12/31/14 vesting of restricted shares granted under the company's 2012 Long-Term Incentive Program.
- F3Total shares owned includes shares acquired from participation in the company's Employee Stock Purchase Plan and through dividend reinvestment.