SEC Form 4 · accession 0000073088-15-000042
NORTHWESTERN CORP · NWE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bobbi L Schroeppel
Officer — VP Cust. Care & Communications
Period of report
Feb 23, 2015
Accepted (ET)
Feb 24, 2015 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 23, 2015 | A | 2,558 | $54.70 | A | 16,431 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired upon 12/31/14 vesting of restricted shares granted under the company's 2012 Long-Term Incentive Program.
- F2Share price is the closing share price on 2/23/15, the date when the company calculated the final number of vested shares net of taxes.
- F3Total shares owned includes shares acquired from participation in the company's Employee Stock Purchase Plan and through dividend reinvestment.