SEC Form 4 · accession 0001209191-18-028719
SEACOAST BANKING CORP OF FLORIDA · SBCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Goldman
Director · Other
Period of report
May 4, 2018
Accepted (ET)
May 8, 2018 · 8:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2018 | S | 4,000 | $27.40 | D | 13,165 | D | |
| Common StockF1 | May 4, 2018 | S | 3,000 | $27.35 | D | 3,260 | D | |
| Common StockF2 | May 4, 2018 | S | 200 | $27.40 | D | 1,200 | I | Held in spouse's IRA |
| Common StockF3 | holding | — | — | — | 42,585 | D | ||
| Common Stock | holding | — | — | — | 2,200 | I | Held by Spouse | |
| Common Stock | holding | — | — | — | 5,500 | I | Held in Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Right to BuyF4 | $27.53 | May 4, 2018 | A | 1,431 | A | May 4, 2018 | May 3, 2028 | Common Stock | 1,431 | 1,431 | D |
| Common Stock Right to BuyF4 | $22.65 | holding | — | — | — | Feb 6, 2017 | Feb 5, 2027 | Common Stock | 2,142 | 2,142 | D |
| Common Stock Right to BuyF4 | $14.39 | holding | — | — | — | Feb 3, 2016 | Feb 2, 2026 | Common Stock | 3,419 | 3,419 | D |
| Common Stock Right to BuyF4 | $10.78 | holding | — | — | — | Apr 1, 2014 | Mar 1, 2024 | Common Stock | 170,000 | 170,000 | D |
Explanation of responses
- F1Held in IRA; shares voting and investment power
- F2Shares voting and investment power
- F3Held in Seacoast's Non-employee Directors Deferred Compensation Plan
- F4Granted pursuant to Seacoast Banking Corporation of Florida's 2013 Incentive Plan
- F5Non-employee director compensation paid in the form of stock options as elected by the recipient; the number of shares and purchase price determined using the Black-Scholes method.