SEC Form 4 · accession 0001209191-17-047211
SEACOAST BANKING CORP OF FLORIDA · SBCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Goldman
Director · Other
Period of report
Jul 14, 2017
Accepted (ET)
Aug 2, 2017 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 14, 2017 | A | 275 | $23.832 | A | 40,312 | D | |
| Common StockF2 | holding | — | — | — | 3,260 | D | ||
| Common Stock | holding | — | — | — | 20,072 | D | ||
| Common StockF3 | holding | — | — | — | 1,400 | I | Held in spouse's IRA | |
| Common StockF4 | holding | — | — | — | 1,200 | I | Held in Trust controlled by spouse | |
| Common Stock | holding | — | — | — | 2,200 | I | Held by Spouse | |
| Common Stock | holding | — | — | — | 4,500 | I | Held in Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Right to BuyF5,F6 | $10.78 | holding | — | — | — | Apr 1, 2014 | Mar 1, 2024 | Common Stock | 180,000 | 180,000 | D |
| Common Stock Right to BuyF5 | $14.39 | holding | — | — | — | Feb 3, 2016 | Feb 2, 2026 | Common Stock | 3,419 | 3,419 | D |
| Common Stock Right to BuyF5 | $22.65 | holding | — | — | — | Feb 6, 2017 | Feb 5, 2027 | Common Stock | 2,142 | 2,142 | D |
Explanation of responses
- F1Held in Seacoast's Non-employee Directors Deferred Compensation Plan
- F2Held in IRA; shares voting and investment power
- F3Shares voting and investment power
- F4Held in trust for which spouse is trustee; disclaims beneficial ownership
- F5Granted pursuant to Seacoast Banking Corporation of Florida's 2013 Incentive Plan
- F6Vests in equal monthly installments (approximately 2.78%) at the end of each of the first thirty-six (36) months following the Grant Date (03/01/2014), provided that Optionee remains in Continuous Service on each applicable vesting date. Fully exercisable on Feb. 28, 2017.