SEC Form 5 · accession 0001209191-17-010971
SEACOAST BANKING CORP OF FLORIDA · SBCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen A Fowle
Officer — EVP & Chief Financial Officer
Period of report
Dec 31, 2016
Accepted (ET)
Feb 15, 2017 · 12:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 490 | D | ||
| Common StockF2 | holding | — | — | — | 34,223 | D | ||
| Common StockF3 | holding | — | — | — | 16,885 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Right to BuyF4,F5 | $14.82 | holding | — | — | — | — | Feb 28, 2024 | Common Stock | 14,170 | 14,170 | D |
Explanation of responses
- F1Held n Company's Retirement Savings Plan as of Dec. 31, 2016.
- F2Represents unvested shares in a time-based restricted stock award granted under Seacoast's 2013 Incentive Plan on May 12, 2015.
- F3Held jointly with spouse
- F4Granted pursuant to Seacoast's 2013 Incentive Plan
- F5Two tiered vesting. Performance criteria met and time-based vesting began on 11/17/16. Option vests in equal installments at the end of each month over the next 48 months, provided that Optionee remains in Continuous Service on each applicable vesting date.