SEC Form 4 · accession 0001209191-15-079947
SEACOAST BANKING CORP OF FLORIDA · SBCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Hahl
Officer — Exec. VP & former CFO
Period of report
Nov 10, 2015
Accepted (ET)
Nov 13, 2015 · 9:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 10, 2015 | J | 5,799 | $15.51 | D | 0 | D | |
| Common StockF3 | holding | — | — | — | 10,840 | D | ||
| Common StockF4 | holding | — | — | — | 12,318 | D | ||
| Common StockF5 | holding | — | — | — | 78 | D | ||
| Common StockF6 | holding | — | — | — | 649 | D | ||
| Common Stock | holding | — | — | — | 20 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Right to BuyF7,F8 | $11.00 | holding | — | — | — | Jun 28, 2014 | Jun 27, 2023 | Common Stock | 5,000 | 5,000 | D |
| Stock-settled Stock Appreciation RightsF9,F10 | $111.10 | holding | — | — | — | Apr 2, 2012 | Apr 2, 2017 | Common Stock | 3,909 | 3,909 | D |
| Stock-settled Stock Appreciation RightsF9,F10 | $133.60 | holding | — | — | — | May 16, 2011 | May 16, 2016 | Common Stock | 1,470 | 1,470 | D |
Explanation of responses
- F1Disposition of share equivalents held in Seacoast Stock Fund in Company's Retirement Savings Plan
- F10Date fully vested
- F2Represents shares held in the Company's Retirement Savings Plan.
- F3Held jointly with spouse
- F4Represents unvested shares in performance based restricted stock award granted under Seacoast's 2008 Long-Term Incentive Plan on August 23, 2011 ("Grant Date"). These awards vest in their entirety on the fifth anniversary of the Grant Date, provided Mr. Hahl is employed by the Company or a subsidiary on such date.
- F5Held as custodian for granddaughters
- F6Held in IRA
- F7Granted pursuant to Seacoast Banking Corporation of Florida's 2013 Incentive Plan
- F8Vests over 5 years at the rate of 20% on the first anniversary of the date of grant (the date indicated) and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continue employment.
- F9Granted pursuant to Seacoast Banking Corporation of Florida's 2000 Long-Term Incentive Plan