SEC Form 5 · accession 0001209191-15-011140
SEACOAST BANKING CORP OF FLORIDA · SBCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Hahl
Officer — Exec. VP & CFO
Period of report
Dec 31, 2014
Accepted (ET)
Feb 10, 2015 · 10:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2014 | A | 20 | $13.22 | A | 20 | D | |
| Common StockF1 | holding | — | — | — | 10,840 | D | ||
| Common StockF2 | holding | — | — | — | 5,799 | D | ||
| Common StockF3 | holding | — | — | — | 649 | D | ||
| Common StockF4 | holding | — | — | — | 78 | D | ||
| Common StockF5 | holding | — | — | — | 12,318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Right to BuyF6,F7 | $11.00 | holding | — | — | — | Jun 28, 2014 | Jun 27, 2023 | Common Stock | 5,000 | 5,000 | D |
| Stock-settled Stock Appreciation RightsF8,F9 | $111.10 | holding | — | — | — | Apr 2, 2012 | Apr 2, 2017 | Common Stock | 3,909 | 3,909 | D |
| Stock-settled Stock Appreciation RightsF8,F9 | $133.60 | holding | — | — | — | May 16, 2011 | May 16, 2016 | Common Stock | 1,470 | 1,470 | D |
Explanation of responses
- F1Held jointly with spouse
- F2Represents share equivalents held in the Company's Retirement Savings Plan as of December 31, 2014
- F3Held in IRA
- F4Held as custodian for grandchildren
- F5Represents unvested shares of a restricted stock award granted under Seacoast's 2008 Long-Term Incentive Plan on August 23, 2011 ("Grant Date"). This award has met the performance vesting requirement and will vest in its entirety on 8/28/2016.
- F6Granted pursuant to Seacoast Banking Corporation of Florida's 2013 Incentive Plan
- F7Vests over 5 years at the rate of 20% on the first anniversary of the date of grant (the date indicated) and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment.
- F8Granted pursuant to Seacoast Banking Corporation of Florida's 2000 Long-Term Incentive Plan
- F9Date fully vested