SEC Form 4 · accession 0001140361-15-026773
SEACOAST BANKING CORP OF FLORIDA · SBCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Goldstein
Director · 10% Owner
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per shareF1 | Jul 1, 2015 | A | 148 | $15.96 | A | 52,506 | D | |
| Common Stock, par value $0.10 per shareF2,F3 | holding | — | — | — | 7,973,666 | I | See Footnote. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Goldstein used the cash portion of his director compensation for the third quarter of 2015 to purchase shares of common stock, par value $0.10 per share ("Common Stock") of Seacoast Banking Corporation of Florida (the "Issuer"). Based on the closing price of the Common Stock on NASDAQ on July 1, 2015 of $15.96 per share, a total of 148 shares were purchased for Mr. Goldstein on July 1, 2015.
- F2As a principal member and member of the investment committee of CapGen Capital Group III LLC ("CapGen LLC"), the general partner of CapGen Capital Group III LP ("CapGen III"), Mr. Goldstein may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, Mr. Goldstein disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.
- F3Includes 12,437 shares held in a retirement account over which Mr. Goldstein holds discretionary authority and 7,961,229 shares held by CapGen III.
Remarks
CapGen LP III and CapGen LLC disclaim their status as directors by deputization by virtue of Mr. Goldstein's position as a member of the board of directors of the Issuer.