SEC Form 4 · accession 0000914190-15-000145
BROADVIEW INSTITUTE INC · BVII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry L Myhre
Director · 10% Owner
Period of report
Mar 30, 2015
Accepted (ET)
Apr 1, 2015 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2015 | M | 4,500,000 | $0.50 | A | 84,610,241 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Purchase) | $0.50 | Mar 30, 2015 | M | 4,500,000 | D | Mar 29, 2013 | Mar 29, 2018 | Common Stock | 4,500,000 | 4,500,000 | D |
| Series B Preferred StockF1,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 5,000,000 | 5,000,000 | D |
Explanation of responses
- F1The Series B Preferred Stock is convertible into common stock at any time on a one-for-one basis.
- F2Fully exercisable.
- F3No expiration date.