SEC Form 4 · accession 0001127602-18-026486
Covista Inc. · CVSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Filgueiras
Officer — Group President, Tech/Business
Period of report
Aug 28, 2018
Accepted (ET)
Aug 29, 2018 · 8:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730464
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2018 | M | 1,394 | $48.45 | A | 16,482 | D | |
| Common Stock | Aug 28, 2018 | M | 2,181 | $48.35 | A | 18,663 | D | |
| Common Stock | Aug 28, 2018 | M | 2,663 | $48.37 | A | 21,326 | D | |
| Common Stock | Aug 28, 2018 | M | 2,875 | $48.33 | A | 24,201 | D | |
| Common Stock | Aug 28, 2018 | S | 1,394 | $48.45 | D | 22,807 | D | |
| Common Stock | Aug 28, 2018 | S | 2,181 | $48.35 | D | 20,626 | D | |
| Common Stock | Aug 28, 2018 | S | 2,663 | $48.37 | D | 17,963 | D | |
| Common Stock | Aug 28, 2018 | S | 2,875 | $48.33 | D | 15,088 | D | |
| Common StockF1 | Aug 28, 2018 | S | 2,358 | $48.19 | D | 12,730 | D | |
| Common StockF2 | Aug 28, 2018 | S | 955 | $48.19 | D | 11,775 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $43.47 | Aug 28, 2018 | M | 1,394 | D | Aug 20, 2014 | Aug 20, 2024 | Common Stock | 1,394 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $26.23 | Aug 28, 2018 | M | 2,181 | D | Aug 26, 2016 | Aug 26, 2025 | Common Stock | 2,181 | 2,182 | D |
| Non-qualified Stock Option (Right to Buy) | $23.78 | Aug 28, 2018 | M | 2,663 | D | Aug 25, 2017 | Aug 25, 2026 | Common Stock | 2,663 | 5,325 | D |
| Non-qualified Stock Option (Right to Buy) | $33.90 | Aug 28, 2018 | M | 2,875 | D | Aug 23, 2018 | Aug 23, 2027 | Common Stock | 2,875 | 8,625 | D |
Explanation of responses
- F1Includes common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc. and common stock acquired upon vesting of restricted stock.
- F2Includes common stock acquired upon vesting of restricted stock units.