SEC Form 4 · accession 0001250853-18-000076
REPLIGEN CORP · RGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy T Eddleman
10% Owner
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 10:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 16, 2018 | S | 118,850 | $42.07 | D | 2,925,976 | I | As trustee |
| Common StockF3 | holding | — | — | — | 830,000 | I | As trustee | |
| Common StockF4 | holding | — | — | — | 430,000 | I | As trustee | |
| Common StockF5 | holding | — | — | — | 357,518 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction involved the contribution by the reporting person of shares of the Issuer to an exchange fund in exchange for an interest in the exchange fund. The shares were valued at $42.07 per share for purposes of determining the amount of the exchange fund interest received by the reporting person.
- F2The shares shown are held of record by the Roy T. Eddleman Living Trust UAD 8-7-2000, of which the reporting person is the sole trustee, and as such, has investment and voting control over such shares.
- F3The shares shown are held, of record, by a charitable remainder unitrust of which the reporting person is the sole trustee and, as such, has investment and voting control over such shares, and is a lifetime beneficiary. The reporting person disclaims as beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- F4The shares shown are held, of record, by another charitable remainder unitrust of which the reporting person is the sole trustee and, as such, has investment and voting control over such shares, and is a lifetime beneficiary. The reporting person disclaims as beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- F5The shares shown are held for the benefit of the reporting person in a 15-month escrow account established in connection with the acquisition of Spectrum, Inc. by the issuer on August 1, 2017 and are subject to potential indemnification claims of the issuer relating to the acquisition.