SEC Form 4/A · accession 0001250853-18-000075
REPLIGEN CORP · RGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Roy T Eddleman
10% Owner
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 8, 2018 | S | 49,227 | $40.77 | D | 850,773 | I | As trustee |
| Common StockF3,F4 | May 8, 2018 | S | 25,000 | $40.66 | D | 455,000 | I | As trustee |
| Common StockF5,F2 | May 9, 2018 | S | 20,773 | $40.52 | D | 830,000 | I | As trustee |
| Common StockF6,F4 | May 9, 2018 | S | 25,000 | $40.37 | D | 430,000 | I | As trustee |
| Common StockF7 | holding | — | — | — | 357,518 | D | ||
| Common StockF8 | holding | — | — | — | 3,044,826 | I | As trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price is a weighted-average price. The shares were sold in multiple transactions at prices ranging from $40.5515 to $41.0078, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the price ranges set forth in this footnote (1) and in footnotes (3) - (5) to this Form 4.
- F2The shares shown are held, of record, by a charitable remainder unitrust of which the reporting person is the sole trustee and, as such, has investment and voting control over such shares, and is a lifetime beneficiary. The reporting person disclaims as beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- F3The price is a weighted-average price. The shares were sold in multiple transactions at prices ranging from $40.5607 to $41.0107, inclusive.
- F4The shares shown are held, of record, by another charitable remainder unitrust of which the reporting person is the sole trustee and, as such, has investment and voting control over such shares, and is a lifetime beneficiary. The reporting person disclaims as beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- F5The price is a weighted-average price. The shares were sold in multiple transactions at prices ranging from $40.2401 to $40.70, inclusive.
- F6The price is a weighted-average price. The shares were sold in multiple transactions at prices ranging from $40.2102 to $40.6022, inclusive.
- F7The shares shown are held for the benefit of the reporting person in a 15-month escrow account established in connection with the acquisition of Spectrum, Inc. by the issuer on August 1, 2017 and are subject to potential indemnification claims of the issuer relating to the acquisition.
- F8The shares shown are held of record by the Roy T. Eddleman Living Trust UAD 8-7-2000, of which the reporting person is the sole trustee, and as such, has investment and voting control over such shares.