SEC Form 4 · accession 0001250853-17-000111
REPLIGEN CORP · RGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy T Eddleman
10% Owner
Period of report
Dec 27, 2017
Accepted (ET)
Dec 28, 2017 · 2:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 27, 2017 | G | 480,000 | $0.00 | D | 357,518 | D | |
| Common StockF2 | Dec 27, 2017 | G | 900,000 | $0.00 | D | 357,518 | D | |
| Common StockF3 | holding | — | — | — | 4,424,826 | I | By trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 27, 2017, the reporting person contributed 480,000 and 900,000 shares, respectively, of RGEN common stock to separate charitable remainder unit trusts of which the reporting person is the trustee and a lifetime beneficiary.
- F2The RGEN shares shown are held for the benefit of the reporting person in an escrow account established in connection with the Issuer's acquisition of Spectrum, Inc. on August 1, 2017, and are subject to potential indemnification claims of the Issuer relating to the acquisition.
- F3Of the RGEN shares 3,044,826 are owned of record by the Roy T. Eddleman Living Trust UAD 8-7-2000, of which the reporting person is the sole trustee. The reporting person continues to report beneficial ownership of the RGEN shares contributed to the trusts referred to in note (1), but disclaims beneficial ownership of the trusts' shares except to the extent of his pecuniary interest therein.