SEC Form 4 · accession 0001140361-18-022910
REPLIGEN CORP · RGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicolas Barthelemy
Director
Period of report
May 9, 2018
Accepted (ET)
May 11, 2018 · 10:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2018 | M | 24,000 | $20.37 | A | 27,988 | D | |
| Common Stock | May 9, 2018 | M | 3,366 | $26.12 | A | 31,354 | D | |
| Common StockF1 | May 9, 2018 | S | 26,500 | $40.5373 | D | 4,854 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $20.37 | May 9, 2018 | M | 24,000 | D | — | Jun 10, 2024 | Common Stock | 24,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $26.12 | May 9, 2018 | M | 3,366 | D | — | May 11, 2026 | Common Stock | 3,366 | 0 | D |
Explanation of responses
- F1$40.5373 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.22 to $40.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2This option is currently exercisable.