SEC Form 4 · accession 0001140361-17-012940
REPLIGEN CORP · RGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Benjamin
Officer — VP Business Development
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2017 | M | 4,968 | $15.91 | A | 36,124 | D | |
| Common StockF1 | Mar 20, 2017 | S | 4,968 | $34.6103 | D | 31,156 | D | |
| Common StockF2 | Mar 20, 2017 | S | 7,248 | $34.6316 | D | 23,908 | D | |
| Common Stock | Mar 20, 2017 | M | 10,000 | $6.23 | A | 33,908 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $15.91 | Mar 20, 2017 | M | 4,968 | D | — | Feb 27, 2024 | Common Stock | 4,968 | 0 | D |
| Stock Option (Right to Buy)F3 | $6.23 | Mar 20, 2017 | M | 10,000 | D | — | Feb 28, 2023 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1$34.6103 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.475 to $34.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2$34.6316 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.475 to $34.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3This option is currently exercisable.