SEC Form 4 · accession 0001140361-16-071038
REPLIGEN CORP · RGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen A Dawes
Director
Period of report
Jun 27, 2016
Accepted (ET)
Jun 28, 2016 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 27, 2016 | M | 15,000 | $3.10 | A | 57,746 | D | |
| Common StockF1 | Jun 27, 2016 | F | 1,982 | $23.46 | D | 55,764 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.10 | Jun 27, 2016 | M | 15,000 | D | Sep 15, 2007 | Sep 15, 2016 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Payment made via forfeiture of 1,982 shares of Common Stock valued at the Closing Price of $23.46 on June 27, 2016.