SEC Form 4 · accession 0001179110-18-013416
THOR INDUSTRIES INC · THO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Busch Orthwein
Officer — Exec. Chairman of the Board · Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF7,F8,F9 | Dec 3, 2018 | S | 928 | $68.53 | D | 36,327 | I | See Note |
| Common StockF7,F10,F9 | Dec 3, 2018 | S | 3,500 | $69.84 | D | 32,827 | I | See Note |
| Common StockF7,F11,F9 | Dec 3, 2018 | S | 600 | $70.13 | D | 32,227 | I | See Note |
| Common StockF1 | holding | — | — | — | 74,783 | I | See Note | |
| Common StockF2 | holding | — | — | — | 124,000 | I | See Note | |
| Common StockF3 | holding | — | — | — | 30,000 | I | See Note | |
| Common StockF4 | holding | — | — | — | 299,700 | I | See Note | |
| Common StockF5 | holding | — | — | — | 67,440 | I | See Note | |
| Common StockF6 | holding | — | — | — | 500,000 | I | See Note | |
| Common Stock | holding | — | — | — | 887,452 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held for the account of the Trust FBO Peter B. Orthwein, of which the reporting person is the trustee and beneficiary.
- F10The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.04 to $69.99, inclusive. The reporting person undertakes to provide to Thor Industries, Inc., any security holder of Thor Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F11The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.04 to $70.33, inclusive. The reporting person undertakes to provide to Thor Industries, Inc., any security holder of Thor Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2These shares are held for the account of the Adolphus Busch Orthwein Trust for the benefit of the reporting person's children. The reporting person is one of the trustees of the trust.
- F3These shares are held for the account of a trust for the benefit of the reporting person's half-brother. The reporting person is one of the trustees of the trust.
- F4These shares are held for the account of the PBO-BMO Descendants Trust, of which the reporting person is the sole trustee and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares.
- F5These shares are held for the account of the reporting person's spouse.
- F6These shares were previously reported as directly beneficially owned, but were contributed to a grantor retained annuity trust on October 30, 2018.
- F7The trust's sales were effected pursuant to a Rule 10b5-1 trading plan.
- F8The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.04 to $68.89, inclusive. The reporting person undertakes to provide to Thor Industries, Inc., any security holder of Thor Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F9These shares are held for the benefit of a charitable annuity trust of which the reporting person and his spouse are the trustees and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares.